Job description
United States - New Jersey, United States - Tennessee
Risk
Group Functions
Job Reference #
269501BR
City
Nashville, Weehawken
Job Type
Full Time
Your role
Are you ready to work in the second line of defense for a top international financial institution? Can you build relationships and influence outcomes, and balance effectively between a trusted advisor role and an independent challenger?
In the Cyber & Technology Risk Control team at UBS you’ll be responsible for ensuring that Group Technology manages risk within defined risk appetite thresholds. Serving as both an effective challenger and a trusted advisor, Compliance & Operational Risk Control (C&ORC) Specialists are integrated into multiple dimensions of first line risk-taking activities. As a member of the Cyber & Technology Risk Control team partnering with the CDIO Group Technology Investment Banking team, your role will require excellent communication and interpersonal skills, superb integrative thinking across all facets of cyber and technology risk, and a desire to help the enterprise properly manage these risks.
The successful candidate will be responsible for:
In the Cyber & Technology Risk Control team at UBS you’ll be responsible for ensuring that Group Technology manages risk within defined risk appetite thresholds. Serving as both an effective challenger and a trusted advisor, Compliance & Operational Risk Control (C&ORC) Specialists are integrated into multiple dimensions of first line risk-taking activities. As a member of the Cyber & Technology Risk Control team partnering with the CDIO Group Technology Investment Banking team, your role will require excellent communication and interpersonal skills, superb integrative thinking across all facets of cyber and technology risk, and a desire to help the enterprise properly manage these risks.
The successful candidate will be responsible for:
- providing challenge to the First Line of Defense’s risk-taking and risk assessments, as well as, working with the Investment Banking Technology teams to review risks associated with cyber and technology risk providing guidance and challenge on assessments and controls
- being the cyber and technology risk taxonomy specialist to support and challenge Investment Banking Technology and Business Risk teams as part of the regular Risk Appetite Assessments (RAA) and Risk & Control Self-Assessment (RCSA) processes as appropriate
- partnering with the C&ORC Investment Banking team to provide support on cyber and technology risks
- performing risk assessments thematic reviews and deep dives
- providing review and consultation to the business on projects, new initiatives, business objectives, processes, risk events, incidents, controls, and/or monitoring
- influencing executives within Group Technology on key cyber and technology risks and actions required to mitigate risk
- developing ad-hoc analysis, deep dive investigations, control testing, and driving specific risk initiatives
- representing C&ORC Cyber & Technology Risk, and escalating cyber and technology risk issues/concerns in the relevant forums including Technology Risk and Management Committees
Your team
You'll work in the C&ORC Cyber & Technology Risk team in Weehawken or Nashville reporting to the Lead Investment Banking Technology Cyber and Technology Risk Controller. We are a team of professionals, with oversight responsibility for managing the cyber and technology risks arising from UBS' business in Investment Banking.
Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.
Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.
Your expertise
- a bachelor's degree in a Computer Science, MIS, CIS, etc. (or comparable), advanced degree (MBA, MA) is a plus
- professional Certifications one or more from CISA, CRISC, CISM, CRISC, CISSP would be preferred
- experience in ITIL, ISO 27001, ISO 31000 would be a plus
- ideally 5+ years of prior Technology related operational risk and internal audit or compliance experience within a financial institution or at a regulatory agency or Big 4 audit and consulting firm
- understanding of IT software development and related SDLC processes, emerging technologies and Cyber & information security threats and risks, Cloud concepts, artificial intelligence, DLT etc
- strong strategic, judgement and integrative thinking skills, deep risk management knowledge, as well as good organizational, communication and influencing skills
- able to present to and respond effectively to senior internal and external stakeholders
- team-oriented with strong interpersonal skills, able to calmly manage conflict and pressure in a demanding, high-volume environment
- experienced in handling sensitive information with a high degree of discretion
- knowledge of Investment Banking products and process flows is preferable
- an understanding of the US regulatory landscape and financial industry related Laws, Rules and Regulations would be beneficial e.g. FRB, SEC, OCC, FINRA, DT
- LI-UBS
- UBS-MOGUL
- UBS-ACCA
About us
UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?
With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?
Contact Details
UBS Recruiting United States, 600 Washington Blvd., Stamford, CT 06901
Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
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