Job Purpose

• The Senior IT Compliance Analyst will be a contributing member of the NYSE Information Technology (“ITâ€�) Compliance Department.
• The NYSE IT Compliance Department is responsible for the development, implementation, and management of a comprehensive risk-based IT compliance program designed to support the companys overall compliance with regulations, laws, and corporate policies relating to its IT systems and processes.
• The department is also responsible for supporting the IT organization in its efforts to identify, measure, monitor, and mitigate IT related risk.
• The Senior IT Compliance Analyst will support the framework, processes, tools, reporting, and communication necessary to maintain overall IT compliance.

Responsibilities

• Lead technical assessments of new systems, changes to existing systems, and software defects to identify potential areas of regulatory, operational, and functional risk and to identify compensating controls.
• Lead external regulatory examinations of NYSE IT systems, policies, procedures, and processes.
• Lead responses to regulatory information requests in a timely manner, often requiring coordination across multiple business units.
• Lead reoccurring activities related to maintaining compliance with SEC Regulation Systems Compliance and Integrity (“Reg SCIâ€�) and other regulatory requirements, while adhering to strict deadlines.
• Lead communication between multiple business units including technology, business, regulation, legal and others, to help ensure compliance objectives are met.
• Provide strategic advice and guidance pertaining to IT compliance topics, often consisting of a complex technical nature.
• Lead on-going monitoring of compliance and status reporting to key stakeholders.

Knowledge and Experience

• Bachelors degree or equivalent in a relevant area of study.
• Relevant industry certifications are desired (ISACA, ISC 2 , ITIL, etc.).
• 5+ years of experience in the following professional areas, preferably in the financial services or Information Technology industry:
  • IT Governance, Risk, and Compliance
  • IT Systems Development Lifecycle (“SDLCâ€�) process or IT business analyst
  • IT audit or IT controls assurance
  • Government or Industry Regulator focusing on Technology
  • Equities or options market structure, automated trading systems, or low latency market data processing
  • Regulatory compliance specific to equities or options markets
• Demonstrate a solid understanding of information technology risk and control frameworks and be able to assess and design controls based on those frameworks (COBIT, ISO, NIST, ITIL, etc.).
• Ability to review and understand financial securities industry regulation.
• Ability to understand and communicate on a multitude of complex technical topics, often having to context switch at a rapid pace with a changing audience.
• Excellent written, verbal, and presentation communication skills.
• Be a motivated self-starter with exceptional problem-solving skills, attention to detail, and a continual willingness to learn.
• Experience writing code or scripts to implement process automation and or data analysis is desired (Python, Perl, Java, VBA, etc.).

Schedule

This role offers work from home flexibility of up to 2 days per week if located in New York.

This role offers work from home flexibility of up to 3 days per week if located in DC or Chicago.

Base Salary Range for New York Candidates

The expected base salary for this role is between 145,000 - 170,000 USD. The base salary range does not include Intercontinental Exchanges incentive compensation. While we provide this range as general guidance, at ICE we compensate employees based on the skillset and experience of the individual.

Intercontinental Exchange, Inc. is an Equal Opportunity and Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, sexual orientation, gender identity, national origin or ancestry, age, disability or veteran status, or other protected status.

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