Job description

Join a Growing Team!

At Broad Street Financial we are a financial advisory team committed to making a positive impact in our community.

If you are an experienced professional looking to grow with a successful team who will invest in your development and are as inspired as we are about making an impact, check out this opportunity to join our advisory practice’s financial planning and investment departments.

Position: Financial Paraplanner & Investment Operations Coordinator

This is a unique opportunity to support two business functions while gaining expertise in two critical areas of the financial advisory business.

The successful candidate will assist in the financial planning process and investment operations department, providing backup for full time Investment Coordinator and Financial Planning Specialist when needed.

Financial Planning Responsibilities

• Utilize financial planning software (emoney, (Personal Financial View), Right Capital, and Holistiplan) to provide recommendations for client.
• Gather financial documents and statements from client.
• Identify areas for planning and collaborate with advisor on recommendations.
• Designs / Prepares the case including but not limited to cashflow, net worth statement, asset listing, cash needs analysis.
• Presents recommendations as needed to clients.

Investment Management and Operations Responsibilities

• Create investment proposals with guidance from financial advisors.
• Process investment account applications and related paperwork (learn our process) including:
• Preparing investment paperwork
• Monitoring new business processing, and
• Coordinating asset transfers.
• Working with Broker/Dealer back office,
• Responding to and resolving customer service requests, and
• Performing special projects and duties as assigned.

Broad Street Financial (BSF), www.broadstreetfinancial.com. BSF has been awarded Team of the year within MassMutual Greater Philadelphia (MMGP), an agency of MassMutual, for the last few years. Broad Street Financial is comprised of 4 partner/advisors and 10 team members. The MMGP agency consists of over 100 other agency employees and associates in an organization of highly trained professionals, backed by a number of division specialists. MMGP has won the Philadelphia Business Journal’s Top Places to Work award each year since 2010. The advisory team is a successful enterprise with over 80 years of combined experience supporting clients with financial planning, investing, insurance protection, estate analysis, retirement planning, college funding, business continuation, executive fringe benefits, and 401k and other retirement programs.

Qualifications:

• College Degree preferred
• Should have 2 years of previous experience in the investment industry, preferably with a Broker-Dealer affiliated firm or financial advisory practice.
• Investment licensing (Series 7, 6, 63, 65) at time of hire is preferred or hired with contingency to pass exams w/in six months of contingent hire date.
• Life & Health license preferred at time of hire or obtained w/in six months post hire.
• Interest in financial planning and investments

Skill Set:

• Exceptional client service skills
• Must be computer literate and proficient with MS Office Suite and Windows
• Knowledge of Adobe Reader and Writer
• Resourceful: able to discern when to take initiative and proactively address problems or when to outsource questions or tasks and ask for help
• Critical thinking, attention to detail and multi-tasking skills required
• Advanced ability with internet searches and web site navigation
• Interest in learning financial concepts and strategies
• Excellent organizational and time management skills
• Exceptional telephone and interpersonal skills
• Eagerness to work with others and be part of a growing team.
• Ability to effectively communicate both verbally and in writing

Compensation/Benefits:

• $50,000 – 60,000 Starting base salary
• Performance based bonus
• 15 PTO/Sick Days
• Work hours M-F 8-5
• Hybrid work office
• 401k 3% match, participation available after 90 days
• Medical, dental, vision, Life, LTD, & STD available the 1st of the month following date of hire
• Reimbursement for licenses and an education allowance

Job Type: Full-time

Pay: $50,000.00 - $60,000.00 per year

Benefits:

• 401(k)
• 401(k) matching
• Dental insurance
• Health insurance
• Paid time off
• Vision insurance

Physical setting:

• Office

Schedule:

• 8 hour shift
• Monday to Friday

Supplemental pay types:

• Bonus pay

Ability to commute/relocate:

• Bala-Cynwyd, PA 19004: Reliably commute or planning to relocate before starting work (Required)

Experience:

• Financial planning: 1 year (Required)

License/Certification:

• Series 7 (Required)

Work Location: Hybrid remote in Bala-Cynwyd, PA 19004

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