Job description
United States - New Jersey, United States - New York, United States - North Carolina, United States - Tennessee, United States - Texas
Business management, administration and support
Global Wealth Management
Job Reference #
273848BR
City
New York, Weehawken
Job Type
Full Time
Your role
Are you interested in the financial services industry, and developing your knowledge of Anti-Money Laundering (AML) and Known Your Client (KYC) policy and requirements? Do you have the proven ability to effectively communicate and work with a variety of stakeholders?
We’re looking for a Business KYC Analyst to assist with the following:
We’re looking for a Business KYC Analyst to assist with the following:
- Develop and maintain a working knowledge of AML/KYC requirements for all stages of the client lifecycle, including new client onboarding as well as the required periodic review of existing client data.
- Collaborate with a variety of stakeholders across the Firm, and with partner teams such as Operations, Quality Control, Compliance and Legal.
- Align online process and procedure references with current internal policies and procedures, incorporating process changes and technology updates as they arise.
- Develop general and targeted AML/KYC training materials and desktop reference guides for relevant client-facing employees.
- Coordinate training events in partnership with field leadership including content creation and delivery, as well as confirming target audience and tracking follow-ups.
- Maintain training records; provide documented evidence of training activities in response to audit and regulatory inquiries.
Your team
You’ll be working on the Business AML Office (BAMLO) field engagement team. We focus on driving strategy, implementation and oversight for the AML program within the Wealth Management USA business. We work in collaboration with key functional areas and WM field leadership to help our Financial Advisors serve their clients in accordance with regulatory requirements.
Your expertise
- 1+ years’ experience in financial services, preferably Wealth Management or Operations, or comparable experience.
- Effective written and verbal communication skills with the ability to tailor your delivery to a given audience.
- Ability to gather, consolidate and distill information from various sources and produce clear, impactful presentation and reference materials.
- Attention to detail.
- Highly collaborative work style and strong ability to build effective working relationships with all levels of employees across the organization.
- A highly organized work style and ability to complete deliverables on time across multiple, evolving business priorities.
- Experience in a client-facing or customer service role preferred.
- Working knowledge of PowerPoint, Adobe, Microsoft Teams, Zoom and Webex.
About us
UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?
With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?
How we hire
This role requires an assessment on application. Learn more about how we hire: www.ubs.com/global/en/careers/experienced-professionals.html
Salary information
CA, CO, WA and NY based roles: The salary range for this role is $50,000 to $70,000 based on experience, education, and skill level. This role may be eligible for discretionary incentive compensation. For benefits information: ubs.com/usbenefits.
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?
Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
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